Compliance audit
A compliance audit is the process of assessing and verifying whether the company’s operations and employees adhere to established norms and rules, including legal requirements, applicable standards, industry practices, and the company’s internal policies. Conducting a compliance audit with FBK helps prevent regulatory and reputational risks while enhancing trust in the organisation among its counterparties.
Examples of audit areas:
- Anti-corruption systems, including conflict-of-interest prevention and resolution.
- Anti-money laundering measures.
- Procedures for processing personal data of clients and employees.
- Compliance of the company’s internal policies with the current legislation.
Upon completion of the compliance audit, the client receives:
- List of compliance risks.
- Assessment of internal policies against legal requirements.
- Evaluation of employee adherence to corporate procedures.
- Review of the compliance system’s effectiveness.
- Recommendations for refining internal documents, policies, and processes.
Our advantages
Solid Reputation
FBK consistently takes top positions in RAEX largest industry ranking and other professional rankings.
Expert Team
FBK experts have proven expertise – audit diplomas, ACCA (DipIFR) certificates, IAB and professional accountant certificates from the Institute of professional accountants of Russia (IPAR).
One-stop shop principle
Each project is supervised by a dedicated project manager to ensure seamless coordination.
Key Persons
